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HomeMy WebLinkAboutContinuity of Care During IncarcerationIdaho Department of Correction Standard Operating Procedure Title: Continuity of Care During Incarceration 1 of 2 401.044 Version: 4 Adopted: 03/11/1999 Kim Brown, Chief of the Division of Management Services, approved this document and it was published on 09/08/2026. Open to the public: Yes No SCOPE This standard operating procedure (SOP) applies to all Idaho Department of Correction (IDOC) healthcare services staff, residents, and contract medical providers. Version Summary Version 4: This SOP renumbers previous SOP 401.06.03.044 v3.0. This version updates terminology and includes specific timeframes for reviewing diagnostic tests and specialty consultation recommendations. TABLE OF CONTENTS Scope ....................................................................................................... 1 Table of Contents ........................................................................................ 1 A. Statutory Authority ................................................................................. 2 B. Board of Correction IDAPA Rule ................................................................. 2 C. Governing Policy Statement ...................................................................... 2 D. Purpose ................................................................................................ 2 E. Responsibility ......................................................................................... 2 F. Definitions .............................................................................................. 3 G. Standard Procedures ............................................................................... 4 1. Clinical Practice .................................................................................. 4 2. Diagnostic Tests ................................................................................. 4 3. Treatment Plans ................................................................................. 4 4. Specialty Consultation ......................................................................... 4 5. Compliance........................................................................................ 5 H. References ............................................................................................ 5 Document Number: 401.044 4 Title: Continuity of Care During Incarceration Number: 2 of 3 Idaho Department of Correction A. STATUTORY AUTHORITY 1. Idaho Code § 20-217A, Appointment of Director – Salary – Powers and Duties 2. Idaho Code § 20-244, Government and Discipline of the Correctional Facility – Rules and Regulations B. BOARD OF CORRECTION IDAPA RULE 06.01.01.401, Medical Care C. GOVERNING POLICY STATEMENT 1. It is the policy of IDOC and its contractors to provide proper medical, dental, psychiatric, and psychological services and treatment to residents incarcerated under its jurisdiction. All health care must be provided in accordance with the National Commission on Correctional Health Care (NCCHC) Standards for Health Services in Prisons. 2. Nothing in this SOP overrides or relieves contract medical providers of any obligation or responsibility stipulated in their respective contractual agreements. D. PURPOSE To ensure that residents receive health services and follow-up in keeping with providers’ recommendations, orders and nationally recognized standards that govern evidence-based practices while providing a continuum of care from intake to discharge. E. RESPONSIBILITY 1. Health Services Director a. Review and approve (prior to implementation) all applicable contract medical provider owned policies, procedures, and forms. b. Monitor the contract medical provider’s performance to ensure compliance with all healthcare-related requirements provided in respective contractual agreements, this SOP, and in NCCHC standard P-E-12, Continuity of Care During Incarceration. 2. Contract Medical Provider a. Implement and practice all provisions of this SOP, unless specifically exempted by written contractual agreements. b. Ensure that all aspects of this SOP and NCCHC standard P-E-12 are addressed by applicable contract medical provider policy and procedure and are enacted by facility health services administrators. c. Ensure all applicable contract medical provider owned policy, procedure, and forms are submitted to the health services director for review and approval prior to implementation. Document Number: 401.044 4 Title: Continuity of Care During Incarceration Number: 3 of 4 Idaho Department of Correction 3. Site Medical Director a. Establish and monitor processes to ensure that contract clinical staff follow external medical specialist recommendations, or if a treatment plan is developed which differs from the external medical specialist recommendations, sufficient justification for the alternative treatment plan is documented in the resident’s electronic medical record. b. Jointly responsible for training staff and establishing contract medical provider procedures and systems of control to ensure that healthcare services staff are appropriately trained to perform the duties described in this SOP. 4. Facility Health Services Administrator a. Ensure the presence of an adequate number of appropriately trained contract staff and materials are available to meet the requirements of this SOP. b. Establish and monitor applicable contract medical provider owned policies and procedures to ensure that all elements of this SOP and NCCHC standard P-E-12 are accomplished as required. c. Ensure that continuous quality improvement recommendations are applied to continuity of care processes (see SOP 401.006, Continuous Quality Improvement Program). d. Jointly responsible for training contract staff and establishing contract medical provider procedures and systems of control to ensure that contract healthcare services staff are appropriately trained to perform the duties described in this SOP. F. DEFINITIONS 1. Contract Medical Provider: A private company or other entity that is under contract with the Department to provide comprehensive medical, dental, and/or mental health services to IDOC’s incarcerated resident population. 2. Correctional Management System (CMS): A digital platform used by correctional agencies to store, manage, and analyze comprehensive data about individuals throughout their entire criminal justice process, including intake, sentencing, incarceration, parole, and probation, allowing for informed decision-making regarding their supervision and rehabilitation. This includes systems such as Reflections, CIS, and Atlas. 3. Facility Health Services Administrator: The contract medical provider employee who is primarily responsible for overseeing the delivery of contracted medical and behavioral health services in an IDOC correctional facility. 4. Health Services Director: The IDOC employee primarily responsible for oversight of auditing and monitoring services provided by the contract medical vendor. Document Number: 401.044 4 Title: Continuity of Care During Incarceration Number: 4 of 5 Idaho Department of Correction 5. Qualified Health Professional: A physician, physician assistant, nurse practitioner, nurse, dentist, mental health professional, or other health professional who — by virtue of education, training, credentials, and experience — is permitted by law (within the scope of professional practice) to educate, train, evaluate, provide services, and care for patients. 6. Resident: A person who has been convicted of a crime against the laws of the state and ordered into the care and custody of the Board of Correction. Resident includes any use in Idaho law, Board of Correction rule, or IDOC policy or procedure of the terms “offender(s),” “prisoner(s)”, “inmate(s)”, “incarcerated person(s)”, or any other term referring to a person residing in a correctional facility in the care and custody of the Board of Correction. 7. Site Medical Director: The highest-ranking contract physician in an IDOC facility. G. STANDARD PROCEDURES 1. Clinical Practice a. Clinician orders must be evidence-based and implemented in a timely manner. b. Deviations from standards of practice must be clinically justified, documented, and shared with the patient. 2. Diagnostic Tests a. Diagnostic tests must be reviewed by the contract medical provider in a timely manner, not to exceed seven calendar days. b. Test results must be shared and discussed with the patient within 72 hours of receipt of the result excluding weekends and holidays. 3. Treatment Plans a. Treatment plans must be modified as clinically indicated by diagnostic tests and treatment results. b. Treatment plans must be shared and discussed with the patient. 4. Specialty Consultation a. Recommendations from external medical specialist consultations must be reviewed and acted upon by the provider in a timely manner. b. Any changes in specialty treatment recommendations must be clinically indicated and justification for the alternative treatment plan must be documented and shared with the patient within 14 days of the decision. c. Upon return from a specialty consultation, urgent care, emergency department visit, or hospitalization, the resident must be seen by a qualified health professional to ensure proper implementation of the discharge orders and to arrange appropriate follow-up. Document Number: 401.044 4 Title: Continuity of Care During Incarceration Number: 5 of 5 Idaho Department of Correction 5. Compliance Compliance with this SOP and all related IDOC-approved protocols will be monitored by the health services director (or designee) using this SOP, clinical practice guidelines, routine reports, planned audits, program reviews, and record reviews. H. REFERENCES 1. Cited Documents a. NCCHC, Standards for Health Services in Prisons, Standard P-E-12, Continuity and Coordination of Care During Incarceration b. SOP 401.006, Continuous Quality Improvement Program – End of Document –