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HomeMy WebLinkAboutReporting of Major IncidentsIdaho Department of Correction Standard Operating Procedure Title: Reporting of Major Incidents 1 of 9 105.001 Version: 6 Adopted: 08/21/1995 Chad Page, Chief of Institutions and Operations, approved this document and it was published on 04/23/2026. Open to the public: Yes No This document is referenced in a POST lesson plan. SCOPE This standard operating procedure (SOP) applies to all Idaho Department of Correction (IDOC) facilities, including community reentry centers (CRCs), privately managed facilities, and probation and parole districts. Version Summary Version 6: This SOP renumbers previous SOP 105.02.01.001 v5.0. It has been reformatted and information regarding Internal Incident Reviews and Serious Incident Reviews has been moved to SOP 125.001, Serious Incident Reviews and SOP 125.002, Internal Reviews. TABLE OF CONTENTS Scope ....................................................................................................... 1 Table of Contents ........................................................................................ 1 A. Statutory Authority .............................................................................. 2 B. Board of Correction IDAPA Rule ............................................................. 2 C. Governing Policy Statement .................................................................. 2 D. Purpose ............................................................................................. 2 E. Responsibility ..................................................................................... 2 F. Definitions.......................................................................................... 2 G. Standard Procedures ............................................................................ 3 1. Reporting Emergency Drills and Exercises ............................................. 3 2. Reporting Major Incidents .................................................................. 3 3. Completing a 105 Incident Notification Report ....................................... 5 4. Confidentiality ................................................................................. 7 5. Escape or Walkaway Reporting Procedures ........................................... 8 Document Number: 105.001 6 Reporting of Major Incidents Number: 2 of 9 Idaho Department of Correction 6. Information Reports .......................................................................... 8 H. References ......................................................................................... 8 A. STATUTORY AUTHORITY 1. Idaho Code § 20-217A, Appointment of Director – Salary – Powers and Duties 2. Idaho Code § 20-219, Probation and Parole Supervision and Training – Limited Supervision - Rulemaking 3. Idaho Code § 20-244, Government and Discipline of the Correctional Facility – Rules and Regulations B. BOARD OF CORRECTION IDAPA RULE IDAPA 06.01.01.105, Victim Notifications C. GOVERNING POLICY STATEMENT It is the policy of IDOC to establish standard notification and reporting procedures of major incidents to facilitate improved communication, management, and research. D. PURPOSE The purpose of this SOP is to provide staff with instruction for reporting the following: 1. Any incident or circumstance involving a contractor, staff, facility, resident, probation and parole district, program, visitor, or volunteer that could become a concern or is of interest to the director, deputy director, division chiefs, deputy chiefs, the public, or the media. 2. Any incident that is a threat to the life, safety, or health of a staff member, resident, or the public, or damage to department or private property 3. Any significant threat to the secure and orderly operation of a facility. E. RESPONSIBILITY None F. DEFINITIONS 1. Client: A person who has been convicted of a crime against the laws of the state and ordered into the care and custody of the Board of Correction. The term client includes any use in Idaho law, Board of Correction rule, or IDOC policy or procedure of the terms “offender(s),” or any other term referring to a person on probation or parole supervision under the custody of the Board of Correction. 2. Correctional Management System (CMS): a digital platform used by correctional agencies to store, manage, and analyze comprehensive data Document Number: 105.001 6 Reporting of Major Incidents Number: 3 of 9 Idaho Department of Correction about individuals throughout their entire criminal justice process, including intake, sentencing, incarceration, parole, and probation, allowing for informed decision-making regarding their supervision and rehabilitation. This includes systems such as Reflections, CIS, and Atlas. 3. Facility: A building or residence—including the property and land where the building or residence is located—owned, leased, operated, or managed by the Board or Department. 4. Resident: A person who has been convicted of a crime against the laws of the state and ordered into the care and custody of the Board of Correction. Resident includes any use in Idaho law, Board of Correction rule, or IDOC policy or procedure of the terms “offender(s),” “prisoner(s)”, “inmate(s)”, “incarcerated person(s)”, or any other term referring to a person residing in a correctional facility in the care and custody of the Board of Correction. 5. Staff: Any employee, volunteer, intern, or other authorized person who provides specific services, as assigned or requested by a superior, to meet Department tasks. G. STANDARD PROCEDURES 1. Reporting Emergency Drills and Exercises Emergency drills and exercises are reported using the instructions found in SOP 507.02.01.001, Emergency Preparedness. 2. Reporting Major Incidents a. The following incidents require a 105 Incident Notification Report, often referred to as a ‘105 Report’: Note: For confidentiality requirements see section G.4. i. Accidents involving State of Idaho vehicles that cause personal injury or property damage greater than $1000 or both ii. Arrest or target of a criminal investigation by law enforcement of staff, visitor, or contract provider iii. Battery of staff by anyone under IDOC supervision iv. Discharge of a firearm other than for training purposes v. Disturbances or other individual or group actions that threaten the orderly and secure operation of a facility vi. Escape/walkaway or attempted escape/walkaway vii. Fire, arson, or attempted arson at any correctional facility or probation and parole district office viii. Incident involving anyone under IDOC supervision or occurring on State of Idaho property that causes death or life-threatening injury of a Document Number: 105.001 6 Reporting of Major Incidents Number: 4 of 9 Idaho Department of Correction resident, staff, or member of the general public 1) A 105 Incident Notification Report is not required for a person under community supervision who dies of natural causes. ix. Any rape or sexual assault x. Use of department-issued long-term restraint systems. xi. Theft, destruction, or loss of State of Idaho property that results in a loss greater than $1000 xii. Alternative meal service xiii. Assault or battery between persons in the physical custody of IDOC xiv. Accidental injury requiring medical attention (staff, contractor, visitor, resident, etc.) xv. Bomb threat xvi. Hazardous materials incident or condition that requires contact with or reporting to a regulatory agency xvii. Any discrepancy in key accountability for facilities that house residents classified as medium or higher custody. xviii. Physical plant or utility problems that cause a disruption to the normal operations of an IDOC facility or district office xix. Search, seizure, or other discovery of major contraband, such as drugs, firearms or other weapons, or any other item deemed significant or unusual in a correctional facility or probation and parole district office xx. Search of a resident’s visitor or the visitor’s car xxi. Sexual activity between residents xxii. Sexual assault allegations (attempted rape or other non-consensual sexual activity) xxiii. Severe utility outage or other facility problem (for example, a power outage lasting more than one hour or a utility failure in severe weather conditions) xxiv. Suicide attempt by a resident xxv. Suicide watch placement and removal from suicide watch placement xxvi. Lost or found tools at a medium or close custody facility or at a minimum custody or CRC adjacent to a medium or close custody facility xxvii. Unscheduled medical transport xxviii. Use of force (planned or reactive) (see SOP 109.00.01.001, Use of Force) xxix. Life-safety or security issue involving contract staff (see SOP Document Number: 105.001 6 Reporting of Major Incidents Number: 5 of 9 Idaho Department of Correction 147.06.06.001, Contract Management: General). Note: Probation and parole officers (PPOs) and their supervisors are not required to submit a 105 Incident Notification Report when a weapon is drawn unless the weapon is pointed at a person. Reporting the use of a weapon is described in SOP 109.00.01.001, Use of Force. 3. Completing a 105 Incident Notification Report a. When an incident occurs, the staff member in charge, such as district manager, section supervisor, CRC manager, warden, deputy warden, primary staff involved, or shift commander is responsible for completing a 105 Incident Notification Report as soon as possible but no later than 10:00 a.m. (Mountain Time) the next working day using the following steps, in the order provided: i. From the Electronic Department of Correction (EDOC) homepage, locate and select the hyperlink identified ‘Submit a 105’. 1) Alternatively, you can download and complete the Word version of the 105 Incident Notification Report. ii. Complete the form being careful to select the correct information in each applicable section. iii. When the 105 Incident Notification Report is completed, select ‘submit’. iv. Check your email; you should have a copy of the 105 Report in your inbox. v. You may forward a copy of the 105 Report to your facility management team. b. Send only one 105 Incident Notification Report per incident. If there is a need for additional information, use 105 Incident Report Supplement. c. 105 Report Content i. A 105 Report is a notification and brief summary of an event. A 105 Report does not replace Information Reports, which usually have more details. Clear, concise, and descriptive writing is the goal when creating a 105 Report. A 105 Report will give IDOC leadership a good understanding of the incident using basic report information: who, what, when, where, and how, but should avoid long narratives. Use first person and active voice and avoid using vague language. ii. Examples 1) Don’t write: Resident Jones was tearing up his cell. a) Do write: Resident Jones broke the sink off the wall. 2) Don’t write: This officer was trying to place restraints on the subject Document Number: 105.001 6 Reporting of Major Incidents Number: 6 of 9 Idaho Department of Correction when he attempted to hit this officer in the face. a) Do write: I was trying to place restraints on resident Jones when he tried to punch me in the face. 3) Don’t write: A home visit was attempted when a dog attacked and was sprayed with OC. a) Do write: I was conducting a home visit on client Jones. A pit bull ran from the side of the house and bit at my leg. I sprayed the dog with OC. 4) Don’t write: This officer was going to conduct a home visit on a newly assigned client and was traveling eastbound on Main Street at approximately 15:00 hours when a blue Toyota passed going the opposite direction. This officer recognized client Jones driving the Toyota. Client Jones does not have a valid Idaho driver’s license. This officer turned around and followed client Jones, but client Jones began to drive at a high rate of speed. This officer radioed local law enforcement. a) Do write: I saw client Jones driving on Main Street. Jones does not have a driver’s license. When I turned around, Jones sped away. I did not give chase, but radioed law enforcement. A city police officer spotted Jones a few minutes later. After a high-speed chase, police stopped and arrested Jones. Police reported no injuries or accidents. d. Prison Rape Elimination Act (PREA) and Other Situations that will be Investigated i. When writing a 105 Report on a situation that will be investigated as a criminal or Disciplinary Offense Report (DOR)-related offense, do not use subjective language or language that draws a conclusion. Select the type of incident that best describes the situation at the time of the incident. The investigation may conclude that the situation was more or less serious than originally thought; however, the purpose of the 105 Report is to alert leadership staff of a serious event. The type of event and location or status of the residents involved give IDOC leadership an idea of the seriousness of the incident. ii. Example 1: 1) The type of incident selected was ‘rape’. 2) The narrative reads: Officer Clark observed resident Jones #10001 and resident Smith #10002 engaged in a sexual act. Resident Smith #10002 was taken to medical and then transported to the hospital. Resident Jones #10001 is in SPI. Shift commander Harris notified Idaho State Police. ISP is investigating the incident. Document Number: 105.001 6 Reporting of Major Incidents Number: 7 of 9 Idaho Department of Correction 3) Based on this information, IDOC leadership personnel immediately know this is a serious situation. However, the information is limited to the facts without subjective language. iii. Example 2: 1) The type of incident selected was ‘sexual activity’. 2) The narrative reads: Officer Clark observed resident Jones #10001 and resident Smith #10002 engaged in a sexual act. Residents Smith #10002 and Jones #10001 are in SPI. 4. Confidentiality When reporting incidents, staff must not include confidential information. a. Residents i. Specific information regarding a resident’s medical history, diagnosis, and treatment are confidential. When reporting incidents involving medical issues, such as an unscheduled medical transport, staff must limit the information to that which is observable. Do not include diagnostic information received from medical or hospital staff, or information regarding the resident’s prior medical history. ii. Acceptable example: “Resident Smith complained to the unit officer of chest pain. Medical staff checked resident Smith and requested an ambulance. An ambulance transported the resident to the emergency room, and Officer Jones accompanied him. Smith was admitted to the hospital.” b. Staff i. Do not include the names of staff when there are allegations of staff misconduct or other situations that could involve a personnel action or investigation. Provide general information, without the names of staff. Include information regarding how the incident is being handled, who has been notified, etc. ii. Acceptable examples: “A correctional officer was arrested for DUI while off duty. I telephoned the facility head.” Or, “A resident alleges having a sexual relationship with a correctional officer. I telephoned the facility head and administrative duty officer.” c. Public and Staff Medical Information i. If an incident involves the medical conditions of a member of the public or staff, do not include the person’s name. These incidents can be reported without citing details that might violate privacy laws. ii. Acceptable examples: “During visiting, a visitor collapsed and appeared to have a seizure. Medical staff responded and then requested an ambulance. Before the ambulance arrived, the visitor had regained Document Number: 105.001 6 Reporting of Major Incidents Number: 8 of 9 Idaho Department of Correction consciousness. The ambulance transported the visitor to the hospital.” Or, “A family member called to say that resident Jones’ mother was near death at a local hospital. Security staff called the hospital and confirmed the patient was in critical condition. The facility head approved transport for resident Jones to visit. Resident Jones was returned to the facility without incident.” 5. Escape or Walkaway Reporting Procedures a. If a resident escapes or walks away from the custody of the IDOC, clear and consistent communication with law enforcement, IDOC administration, and media are critical to public safety and to the capture of the escapee or walkaway. In addition to incident procedures outlined in this SOP, staff such as shift commanders, facility duty officers, investigators, facility heads, CRC managers (or sergeants), and chiefs and deputy chiefs of the prisons and probation and parole divisions (as applicable) shall follow the processes described in SOP 117.01.01.001, Escape/Walkaway Response. b. The facility head selects a staff member at the facility who is responsible for emailing daily briefings to the director and deputy director of the IDOC and the chief of the prisons or probation and parole division (as applicable) until the resident is caught or IDOC leadership determine that daily briefings are no longer beneficial. c. The IDOC public information officer (PIO) is responsible for coordinating the release of information to the media in conjunction with the director or government relation advisor and the chief or deputy chiefs of the applicable division. 6. Information Reports a. All staff involved in or witnessing an incident must immediately report the incident to a supervisor such as a shift commander, CRC manager, district manager, etc. In addition, the staff must complete an Information Report before the end of the workday. b. Supervisors can require an Information Report for any issue that may arise. Information reports must be clear, concise, accurate, and complete. c. In probation and parole districts, incidents or issues may be documented using an Information Report if requested by a supervisor but are most often documented in the CMS. H. REFERENCES 1. Forms a. 105 Incident Notification Report (electronic) b. 105 Incident Notification Report (Word) c. 105 Incident Report Supplement Document Number: 105.001 6 Reporting of Major Incidents Number: 9 of 9 Idaho Department of Correction d. Information Report 2. Cited Documents a. SOP 109.00.01.001, Use of Force b. SOP 117.01.01.001, Escape/Walkaway Response c. SOP 125.001, Serious Incident Reviews d. SOP 125.002, Internal Reviews e. SOP 147.06.06.001, Contract Management: General f. SOP 507.02.01.001, Emergency Preparedness – End of Document –