HomeMy WebLinkAboutSexual Misconduct with Offenders
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DEPARTMENT
OF
CORRECTION
POLICY
MANUAL
SUBJECT:
Sexual Misconduct with
Offenders
Adopted: 2-20-01
Revised: 7-22-09
01.00.00. POLICY OF THE DEPARTMENT
The Board of Correction has zero tolerance for sexual misconduct toward or with any
individual under the care, custody, or supervision of the Department by any employee,
volunteer, contractor, or agent of the Department.
Pursuant to Idaho Code, Section 18-6110, it is a felony for any Department employee
(or employee or agent of a state, local, or private correctional facility) to have sexual
contact with a prisoner to include the following: sexual intercourse, genital-genital
contact, manual-anal contact, manual-genital contact, oral-genital contact, anal-genital
contact, or oral-anal contact between persons of the same or opposite sex. Other forms
of sexual misconduct directed toward any individual under the care, custody or
supervision of the Department, while not a felony, are strictly prohibited by this policy.
Further, some of the defined acts of sexual misconduct may also be a misdemeanor
(i.e., a battery or assault, under state law).
02.00.00. TABLE OF CONTENTS
01.00.00. POLICY OF THE DEPARTMENT
02.00.00. TABLE OF CONTENTS
03.00.00. REFERENCES
04.00.00. DEFINITIONS
05.00.00. PROCEDURE
05.01.00. Reporting and Notification
05.02.00. Investigation
05.03.00. Employee Discipline
05.04.00. Confidentiality
05.05.00. Records
05.06.00. Retaliation
05.07.00. Division Directives
03.00.00. REFERENCES
Department Policy 205, Corrective and Disciplinary Action
Department Policy 217, Ethics and Standards of Conduct
Department Policy 218, Non-fraternization with Offenders C O P Y
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Department Policy 227, Administrative Investigations
Idaho Code, Section 18-6110, Sexual Contact with a Prisoner
IDAPA 15.04.01, Rules of the Division of Human Resources & Idaho Personnel
Commission, section 024, Conflict of Interest and Personal Conduct
IDAPA 15.04.01, Rules of the Division of Human Resources & Idaho Personnel
Commission, section 190.01, Cause for Disciplinary Actions or Separation from State
Service
Standards for Adult Community Residential Services, Third Edition, 3-ACRS-3D-05,
Protection from Harm
Standards for Adult Probation and Parole Field Services, Third Edition, 3-3068, Code of
Ethics
04.00.00. DEFINITIONS
Agent: An individual who acts on behalf of or represents the Department of Correction.
Assault: A willful attempt or threat, coupled with apparent ability, to inflict injury upon
another person.
Battery: Intentional touching or striking of another person against that person’s will.
Contractor: A person who has entered into a contract with the Board or Department, or
a contract with the state of Idaho administered by the Board or Department to provide
any service.
Facility: A building or residence, including the property and land where the building or
residence is located, owned, or leased and operated or managed by the Board or
Department.
Facility Head: The person with primary responsibility to oversee, manage or operate a
Department facility.
Inappropriate relationship: A non-professional, personal relationship with an offender
which includes an intimate, romantic or sexual involvement as evidenced by any
conversation, correspondence, or other behavior.
Offender: A person under the legal care, custody, supervision or authority of the Board
including a person within or without the state pursuant to agreement with another state
or a contractor.
Retaliation: An act of revenge, either overt or covert, or threat of action taken against C O P Y
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an offender or any other individual in response to that offender’s or individual’s
complaint of sexual misconduct or cooperation in the reporting and investigation of
alleged sexual misconduct. Forms of retaliation towards an offender may include, but
are not limited to, unnecessary or excessive discipline, intimidation, unnecessary
changes in work or program assignments, unjustified transfers to other institutions,
unwarranted placement in protective custody and unjustified denials of privileges or
service.
Sexual abuse: Any act of a sexual nature that takes advantage of or exploits an
offender or sexual contact obtained by persuasion, inducement, enticement,
compulsion, influence, encouragement, intimidation, seduction, use of authority, threat
of harm or loss of privileges, promises, favoritism, coercion, force, etc.
Sexual assault: An assault that is sexual in nature.
Sexual contact: Any behavior that includes, but is not limited to, hugging, fondling,
kissing, intentional touching, either directly or through clothing, of the genitalia, anus,
groin, breast, inner thighs, or buttocks of another individual or any other physical contact
except for handshakes or that allowed by policy for purposes of life saving and
maintaining security (examples of prohibited contact: neck rubs, back rubs, hair
touching, massages and caresses).
Sexual harassment: Sexually offensive comments and gestures, sexual advances,
requests for sexual favors, or other verbal or physical conduct of a sexual nature.
Sexual misconduct: Any form of consensual or non-consensual physical contact or
communication of a sexual nature directed towards an offender that establishes an
inappropriate relationship including, but not limited to, sexual abuse, sexual assault,
sexual contact, sexual harassment or sexual obscenity.
Sexual obscenity: A communication, act, gesture, etc. of a sexual nature that is
offensive, disgusting or repulsive to the senses.
Volunteer: A person who has volunteered or donated time or services to the Board or a
Department operation or facility.
05.00.00. PROCEDURE
05.01.00. Reporting and Notification
Any employee, volunteer, contractor or agent of the Department who observes sexual
misconduct or receives information from any source concerning sexual misconduct C O P Y
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towards an offender must immediately report it.
Preferably, this information should be reported to the facility head or manager of the
individual’s work unit. However, to ensure reporting, such information may be reported
to any of the following individuals outside of the individual’s work unit:
Director of Human Resource Services,
Division Chief,
Deputy Division Chief,
Warden,
Probation and Parole District Manager,
Community Work Center Manager, or
Designee of any of the above listed individuals.
Any offender or other individual (including the general public or offender’s family
members) who has knowledge of alleged sexual misconduct by a staff member towards
an offender should immediately report it to the facility head, manager, director of Human
Resource Services, or designee.
Management individuals named above who receive information or allegations about
sexual misconduct shall notify the appropriate division chief or designee, in accordance
with Department Policy 105, Reporting of Major Incidents, as soon as possible, but no
later than twenty-four (24) hours, excluding weekends and holidays, after receipt of the
information.
The division chief will notify the director (or designee) and the director of Human
Resource Services (or designee) of such information or allegation within twenty-four
(24) hours, excluding weekends or holidays, of receipt of information of sexual
misconduct.
Failure of any employee to report sexual misconduct towards an offender as outlined
above may result in disciplinary action up to, and including, dismissal.
Failure of a volunteer, contractor, or agent to report sexual misconduct may result in
corrective action up to, and including, termination of services or cancellation of contract.
05.02.00. Investigation
The warden, community work center manager, or probation and parole district manager,
who receives the information or allegation of sexual misconduct in accordance with
above section 05.01.00. shall, within forty-eight (48) hours, excluding holidays and
weekends, initiate a fact finding process in accordance with Department Policy 227, C O P Y
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Administrative Investigations.
Fact finding and any formal investigation shall be conducted in accordance with
Department Policy 227.
Alleged violations of state statutes will be referred to the appropriate local law
enforcement agency prior to conducting any formal internal investigation.
A subsequent internal investigation to determine if employment misconduct has
occurred may be conducted if the law enforcement agency declines to accept the
referral or determines that insufficient evidence exists for criminal prosecution.
05.03.00. Employee Discipline
Appropriate corrective or disciplinary action up to, and including, dismissal will be taken
whenever this policy is violated. The severity and extent of discipline will be determined
on a case-by-case basis by the totality of factors and circumstances of the individual
situation.
Corrective or disciplinary action will be taken in accordance with Department Policy 205,
Corrective and Disciplinary Action, and IDAPA 15.04.01, section 190.01, Cause for
Disciplinary Actions or Separation from State Service.
05.04.00. Confidentiality
The sexual misconduct complaint, including all information and documents pertinent to
the complaint, shall be handled with sensitivity and a reasonable level of confidentiality.
Information shall only be revealed on a “need to know” basis or in defense of
disciplinary or legal action.
Breaches of confidentiality may result in corrective or disciplinary action up to, and
including, dismissal.
05.05.00. Records
The investigative file and any other information and documents pertaining to the sexual
misconduct complaint will be retained in Human Resource Services as outlined in
Department Policy 227.
05.06.00. Retaliation
C O P Y
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Department employees, volunteers, contractors, and agents shall not retaliate against
the complainant, the victim, the accused, witnesses or informants involved in the filing
and investigation of sexual misconduct allegations.
Retaliation of any form may result in corrective or disciplinary action up to, and
including, dismissal.
05.07.00. Division Directives
Each division with responsibility for the care, custody, or supervision of offenders shall
develop division directives pertaining to sexual misconduct towards offenders.
At a minimum, such directives must include:
Procedures for notifying offenders of their protection and responsibilities under
this policy.
Reporting procedures for offenders that allow them the opportunity to make a
complaint verbally to any employee, volunteer, contractor, or agent or directly to the
facility/office head either verbally or in writing utilizing a letter, standard form, or formal
grievance procedure for offenders.
Procedures for the care and treatment of individuals who are alleged or
substantiated victims of sexual misconduct by staff.
_______________________________ __________________________
Director, Department of Correction Date C O P Y